The unfoldable cardinals were introduced by Andres Villaveces in order
to generalize the definition of [[weakly compact]].
Because weak compactness has many different definitions, the one he
chose to extend was specifically the embedding property (see weakly
compact for more information). The way he did this was analogous to the
generalization of
[huge](Huge.md "Huge")
cardinals to superhuge cardinals.
## Definition
There are unfoldable cardinals and strongly unfoldable cardinals, as
well as superstrongly unfoldable (AKA almost-hugely unfoldable AKA
[](Uplifting.md))
cardinals. All of these are generalizations of [[weakly compact]].
### Unfoldable
A cardinal $\kappa$ is **$\theta$-unfoldable** iff for every
$A\subseteq\kappa$, there is some transitive $M$ with $A\in
M\models\text{ZFC}$ and some $j:M\rightarrow N$ an elementary
embedding with critical point $\kappa$ such that
$j(\kappa)\geq\theta$. $\kappa$ is then called **unfoldable** iff it
is $\theta$-unfoldable for every $\theta$; i.e. the target of the
embedding can be made arbitrarily large.
Unfoldability can also be characterized by the order-type of nontrivial
elementary end-extensions of $V_\kappa$. Let
$\mathcal{M}=(M,R_0^\mathcal{M},R_1^\mathcal{M}...)$ be an
aribtrary structure of type $(\alpha,\beta)$ with relations
$R_0^\mathcal{M},R_1^\mathcal{M}...$ and
$\mathcal{N}=(N,R_0^\mathcal{N},R_1^\mathcal{N}...)$ be another
arbitrary structure of the same language with relations
$R_0^\mathcal{N},R_1^\mathcal{N}...$. Then, one writes
$\mathcal{M}\prec_e\mathcal{N}$ iff all of the following hold:
- $\mathcal{M}$ is an elementary substructure of $\mathcal{N}$
- $\mathcal{M}\neq\mathcal{N}$
- For any $a\in M$, $b\in N$, and $\gamma<\beta$, $b
R_\gamma^\mathcal{N} a\rightarrow b\in M$
If such holds, $\mathcal{M}$ is said to be **nontrivially end
elementary extended** by $\mathcal{N}$ and **$\mathcal{N}$ is a
nontrivial end elementary extension** of $\mathcal{M}$, abbreviated
$\mathcal{N}$ is an **eee** of $\mathcal{M}$.
A cardinal $\kappa$ is **$\lambda$-unfoldable** iff $\kappa$ is
[inaccessible](Inaccessible.md "Inaccessible")
and for any $S\subset V_\kappa$, there are well-founded models $M$
nontrivially end elementary extending $(V_\kappa;\in,S)$ such that
$M\not\in V_\lambda$. $\kappa $ is **unfoldable** iff $M $ can be
made to have arbitrarily large rank. In this case,
$(V_\kappa;\in,S)\prec_e (M;\in^M,S^M)$ iff
$(V_\kappa;\in,S)\prec (M;\in^M,S^M)$ and
$(V_\kappa;\in)\prec_e (M;\in^M)$.
{% cite Villaveces1996 %}
$\kappa$ is also **unfoldable** iff for any $S\subseteq\kappa$,
letting $\mathcal{E}$ be the class of all eees of
$(V_\kappa;\in,S)$, $(\mathcal{E};\prec_e)$ has abitrarily long
chains. The name "unfoldable" comes from the fact that "unfolding"
$(V_\kappa;\in,S)$ yields a larger structure with the same properties
and a bit of excess information, and this can be done arbitrarily many
times on the iterated results of "unfolding".
{% cite Villaveces1996 %}
### Long Unfoldable
$\kappa$ is **long unfoldable** iff for any $S\subseteq\kappa$,
letting $\mathcal{E}$ be the class of all eees of
$(V_\kappa;\in,S)$, $(\mathcal{E};\prec_e)$ has chains of length
$\text{Ord}$.
Every long unfoldable cardinal is unfoldable.
{% cite Villaveces1996 %}
### Strongly Unfoldable
A cardinal $\kappa$ is **$\theta$-strongly unfoldable** iff for every
$A\subseteq\kappa$, there is some transitive $M$ with $A\in
M\models\text{ZFC}$ and some $j:M\rightarrow N$ an elementary
embedding with critical point $\kappa$ such that
$j(\kappa)\geq\theta$ and $V_\theta\subseteq N$.
$\kappa$ is then called **strongly unfoldable** iff it is
$\theta$-strongly unfoldable for every $\theta$; i.e. the target of
the embedding can be made arbitrarily large.
As defined in
{% cite Hamkins2010 %}
in analogy with [](Mitchell%20rank%20and%20Mitchell%20order.md),
a strongly unfoldable cardinal $\kappa$ is **strongly unfoldable of
degree $\alpha$**, for an ordinal $\alpha$, if for every ordinal
$\theta$ it is $\theta$-strongly unfoldable of degree $\alpha$,
meaning that for each $A \in H_{\kappa^+}$ there is a
$\kappa$-[model](Model.md "Model")
$M \models \mathrm{ZFC}$ with $A \in M$ and a transitive set $N$ with
$\alpha \in M$ and an elementary embedding $j:M \to N$ having
critical point $\kappa$ with $j(\kappa)>\max\{\theta,
\alpha\}$ and $V_\theta \subset N$, such that $\kappa$ is strongly
unfoldable of every degree $\beta < \alpha$ in
$N$.{% cite Hamkins2014a %}
### Superstrongly Unfoldable
Superstrongly unfoldable and almost-hugely unfoldable cardinals are
defined and shown to be equivalent to [](Uplifting.md)
(described there) in
{% cite Hamkins2014a %}.
## Relations to Other Cardinals
Here is a list of relations between unfoldability and other large
cardinal axioms:
- For every finite $m$ and $n$, unfoldability implies the consistency
of the existence of a
[$\Pi_m^n$-indescribable](Indescribable.md "Indescribable")
cardinal (specifically, such cardinals exist in $V_\kappa\cap L$
for some $\kappa$). Furthermore, if $V=L$, then the least
$\Pi_m^n$-indescribable cardinal is less than the least unfoldable
cardinal, and every unfoldable cardinal is totally indescribable.
{% cite Villaveces1996 %}
- Any strongly unfoldable cardinal is [](Indescribable.md)
and a limit of totally indescribable cardinals. Therefore the
consistency strength of unfoldability is stronger than total
indescribability.
{% cite Villaveces1996 %}
- Every superstrongly unfoldable cardinal (i.e. [](Uplifting.md)
cardinal) is strongly unfoldable of every ordinal degree
\(\alpha\), and a stationary limit of cardinals that are strongly
unfoldable of every ordinal degree and so on.
{% cite Hamkins2014a %}
- The $\kappa$ which are $\kappa$-unfoldable are precisely those
which are $\kappa$-strongly unfoldable, which are precisely those
that are [[weakly compact]].
Furthermore, if $V=L$, then any $\theta$-unfoldable cardinal is
$\theta$-strongly unfoldable. Therefore, unfoldability and strong
unfoldability are equiconsistent.
{% cite Hamkins2008 %}
- The assertion that a
[Ramsey](Ramsey.md "Ramsey")
cardinal and a strongly unfoldable cardinal both exists is stronger
than the assertion that there exists both an unfoldable cardinal and
a strongly unfoldable cardinal.
{% cite Villaveces1996 %}
- Interestingly, if there is an unfoldable cardinal then there is a
forcing extension in which all unfoldable cardinals in $V$ are
unfoldable in the forcing extension and GCH fails at every
[inaccessible](Inaccessible.md "Inaccessible")
cardinal. Therefore, GCH can fail at every unfoldable cardinal.
{% cite Hamkins2008 %}
- Although unfoldable cardinals are consistency-wise stronger than
[[weakly compact]]
cardinals, if there is a strongly unfoldable cardinal, then in a
forcing extension, the least weakly compact cardinal is also the
least unfoldable
cardinal.{% cite Cody2013 %}
- The existence of a
<a href="Subtle" class="mw-redirect" title="Subtle">subtle</a>
cardinal is consistency-wise stronger than the existence of an
unfoldable cardinal.
{% cite Villaveces1996 %}
- If a
<a href="Subtle" class="mw-redirect" title="Subtle">subtle</a>
cardinal and an unfoldable cardinal exist and $V=L$, then the least
unfoldable cardinal is larger than the least subtle cardinal (and
therefore much larger than the least [[weakly compact]]).
{% cite Villaveces1996 %}
- Any
[Ramsey](Ramsey.md "Ramsey")
cardinal is unfoldable. If there is a weakly compact cardinal above
an
[$\omega_1$-Erdos](Erdos.md "Erdos")
cardinal, then the least unfoldable is less than that (therefore
less than the least Ramsey).
{% cite Villaveces1996 %}
- Even though it may seem odd at first, if both exist then the least
<a href="Rank-into-rank" class="mw-redirect" title="Rank-into-rank">I3</a>
cardinal is less than the least strongly unfoldable cardinal.
- $ω_1$-<a href="Iterable" class="mw-redirect" title="Iterable">iterable</a>
cardinals are strongly unfoldable in
$L$.{% cite Gitman2011a %}
## Relation to forcing
e.g. GCH, indestructibility, connection to weak forms of PFA
consistency with slim Kurepa trees