lt;/a> for natural numbers $n$ are an attempt to measure the gap between $\mathrm{I}_3$ and $\mathrm{WA}$.{% cite Corazza2003 %} ## The $\text{I2}$ Axiom The $\text{I2}$ axiom asserts the existence of some elementary embedding $j:V\to M$ with $V_\lambda\subseteq M$ where $\lambda$ is defined as the $\omega^{th}$ $j$-iterate of the critical point. Although this axiom asserts the existence of a *class* embedding with a very strong closure property, it is in fact equivalent to an embedding $j:V_\lambda\to V_\lambda$ with $j^+$ preserving well-founded relations on $V_\lambda$. So this axioms preserves *some* second-order structure of $V_\lambda$ and is in fact equivalent to $E_1(\lambda)$ in the hierarchy defined above. ### The $IE$ axiom A specific property of $\text{I2}$ embeddings is that they are *iterable* (i.e. the direct limit of directed system of embeddings is well-founded). In the literature (D. Martin, Infinite games, in: Proc. ICM, Helsinki, 1978), $IE(\lambda)$ asserts that $j:V_\lambda\to V_\lambda$ is iterable and $IE(\lambda)$ falls strictly between $E_0(\lambda)$ and $E_1(\lambda)$. In other words, $IE$ asserts that there is $e : V_\delta \prec V_\delta$ whose $\alpha$-th iteration is well-founded for all $\alpha \in \mathrm{Ord}$.{% cite Kentaro2007 %} $IE^\omega$ asserts that there is a non-trivial elementary embedding $e : V_\delta \prec V_\delta$ with $crit(e) = \kappa$ such that the direct limit of $\langle e^{(n)} : V_\delta ≺ V_\delta \| n \in \omega \rangle$ is well founded.{% cite Kentaro2007 %} ### Ultrapowers As a result of the strong closure property of $\text{I2}$, the equivalence mentioned above cannot be through an analysis of some ultrapower embedding. Instead, the equivalence is established by constructing a directed system of embeddings of various ultrapowers and using reflection properties of the critical points of the embeddings. The direct limit is well-founded since well-founded relations are preserved by $j^+$. The use of both direct and indirect limits, in conjunction with reflection arguments, is typical for establishing the properties of rank into rank embeddings. ### Other results An $\mathrm{I2}$ cardinal can be forced to be the $\omega$-time target of an $\mathrm{I3}$ cardinal.{% cite Kentaro2007 %} ## The $\text{I1}$ Axiom $\text{I1}$ asserts the existence of a nontrivial elementary embedding $j:V_{\lambda+1}\to V_{\lambda+1}$. This axiom is sometimes denoted $\mathcal{E}(V_{\lambda+1})\neq\emptyset$. Any such embedding preserves all second-order properties of $V_\lambda$ and so is $\Sigma^1_n$ for all $n$. To emphasize the preservation of second-order properties, the axiom is also sometimes written as $E_\omega(\lambda)$. In this case, restricting the embedding to $V_\lambda$ and forming $j^+$ as above yields the original embedding. ### Strenghtenings Strengthening this axiom in a natural way leads to the $\text{I0}$ axiom, i.e. asserting that embeddings of the form [$j:L(V_{\lambda+1})\to L(V_{\lambda+1})$](L_of_V_lambda%2B1 "L of V lambda+1") exist. There are also other natural strengthenings of $\text{I1}$, though it is not entirely clear how they relate to the $\text{I0}$ axiom. For example, one can assume the existence of elementary embeddings satisfying $\text{I1}$ which extend to embeddings $j:M\to M$ where $M$ is a transitive class inner model and add various requirements to $M$. These requirements must not entail that $M$ satisfies the axiom of choice by the Kunen inconsistency. Requirements that have been considered include assuming $M$ contains $V_{\lambda+1}$, $M$ satisfies $DC_\lambda$, $M$ satisfies replacement for formulas containing $j$ as a parameter, $j(\mathrm{crit}(j))$ is arbitrarily large in $M$, etc. ## Virtually rank-into-rank (Information in this subsection from {% cite Gitmana %} unless noted otherwise) A cardinal $\kappa$ is **virtually rank-into-rank** iff in a set-forcing extension it is the critical point of an elementary embedding $j : V_λ → V_λ$ for some $λ > \kappa$. This notion does not require stratification, because Kunen’s Inconsistency does not hold for virtual embeddings. Results: - Every virtually rank-into-rank cardinal is a [](Huge.md) limit of virtually $n$-huge* cardinals for every $n < \omega$. - The least $\omega$-<a href="Erd%C5%91s" class="mw-redirect" title="Erdős">Erdős</a> cardinal $η_\omega$ is a limit of virtually rank-into-rank cardinals. - Every virtually rank-into-rank cardinal is an $\omega$-<a href="Iterable" class="mw-redirect" title="Iterable">iterable</a> limit of $\omega$-iterable cardinals. - Every element of a club $C$ witnessing that $\kappa$ is a <a href="Silver_cardinal" class="mw-redirect" title="Silver cardinal">Silver cardinal</a> is virtually rank-into-rank. - If [](Vopenka.md), then either there is a proper class of <a href="N-remarkable" class="mw-redirect" title="N-remarkable">$n$-remarkable</a> cardinals or there is a proper class of virtually rank-into-rank cardinals.{% cite Gitman2018 %} - If <a href="Zero_sharp" class="mw-redirect" title="Zero sharp">$0^\sharp$ exists</a>, then in $L$ there are numerous virtual rank-into-rank embeddings $j : V_θ^L → V_θ^L$, where $θ$ is far above the supremum of the critical sequence. (By [](Elementary%20embedding.md#Absoluteness). The hypothesis can be weakened, because one can chop at off the universe at any Silver indiscernible and use reflection.){% cite Gitman2018 %} - Therefore every Silver indiscernible is the critical point of virtual rank-into-rank embeddings with targets as high as desired and fixed points as high above the critical sequence as desired.{% cite Gitman2018 %} ## Large Cardinal Properties of Critical Points The critical points of rank into rank embeddings have many strong reflection properties. They are measurable, $n$-huge for all $n$ (hence the terminology $\omega$-huge mentioned in the introduction) and partially supercompact. Using $\kappa_0$ as a seed, one can form the ultrafilter $U=\{X\subseteq\mathcal{P}(\kappa_0): j\`\`\kappa_0\in j(X)\}.$ Thus, $\kappa_0$ is a measurable cardinal. In fact, for any $n$, $\kappa_0$ is also $n$-huge as witnessed by the ultrafilter $U=\{X\subseteq\mathcal{P}(\kappa_n): j\`\`\kappa_n\in j(X)\}.$ This motivates the term $\omega$-huge cardinal mentioned in the introduction. Letting $j^n$ denote the $n^{th}$ iteration of $j$, then $V_\lambda\models \`\`\lambda\text{ is supercompact"}.$ To see this, suppose $\kappa_0\leq \theta <\kappa_n$, then $U=\{X\subseteq\mathcal{P}_{\kappa_0}(\theta): j^n\`\`\theta\in j^n(X)\}$ winesses the $\theta$-compactness of $\kappa_0$ (in $V_\lambda$). For this last claim, it is enough that $\kappa_0(j)$ is lt;\lambda$-supercompact, i.e. not *fully* supercompact in $V$. In this case, however, $\kappa_0$ *could* be fully supercompact. Critical points of rank-into-rank embeddings also exhibit some *upward* reflection properties. For example, if $\kappa$ is a critical point of some embedding witnessing $\text{I3}(\kappa,\lambda)$, then there must exist another embedding witnessing $\text{I3}(\kappa',\lambda)$ with critical point *above* $\kappa$! This upward type of reflection is not exhibited by large cardinals below [extendible](Extendible "Extendible") cardinals in the large cardinal hierarchy. ## Algebras of elementary embeddings If $j,k\in\mathcal{E}_{\lambda}$, then $j^+(k)\in\mathcal{E}_{\lambda}$ as well. We therefore define a binary operation $*$ on $\mathcal{E}_{\lambda}$ called application defined by $j*k=j^{+}(k)$. The binary operation $*$ together with composition $\circ$ satisfies the following identities: 1\. $(j\circ k)\circ l=j\circ(k\circ l),\,j\circ k=(j*k)\circ j,\,j*(k*l)=(j\circ k)*l,\,j*(k\circ l)=(j*k)\circ(j*l)$ 2\. $j*(k*l)=(j*k)*(j*l)$ (self-distributivity). Identity 2 is an algebraic consequence of the identities in 1. If $j\in\mathcal{E}_{\lambda}$ is a nontrivial elementary embedding, then $j$ freely generates a subalgebra of $(\mathcal{E}_{\lambda},*,\circ)$ with respect to the identities in 1, and $j$ freely generates a subalgebra of $(\mathcal{E}_{\lambda},*)$ with respect to the identity 2. If $j_{n}\in\mathcal{E}_{\lambda}$ for all $n\in\omega$, then $\sup\{\textrm{crit}(j_{0}*\dots*j_{n})\mid n\in\omega\}=\lambda$ where the implied parentheses a grouped on the left (for example, $j*k*l=(j*k)*l$). Suppose now that $\gamma$ is a limit ordinal with $\gamma<\lambda$. Then define an equivalence relation $\equiv^{\gamma}$ on $\mathcal{E}_{\lambda}$ where $j\equiv^{\gamma}k$ if and only if $j(x)\cap V_{\gamma}=k(x)\cap V_{\gamma}$ for each $x\in V_{\gamma}$. Then the equivalence relation $\equiv^{\gamma}$ is a congruence on the algebra $(\mathcal{E}_{\lambda},*,\circ)$. In other words, if $j_{1},j_{2},k\in \mathcal{E}_{\lambda}$ and $j_{1}\equiv^{\gamma}j_{2}$ then $j_{1}\circ k\equiv^{\gamma} j_{2}\circ k$ and $j_{1}*k\equiv^{\gamma}j_{2}*k$, and if $j,k_{1},k_{2}\in\mathcal{E}_{\lambda}$ and $k_{1}\equiv^{\gamma}k_{2}$ then $j\circ k_{1}\equiv^{\gamma}j\circ k_{2}$ and $j*k_{1}\equiv^{j(\gamma)}j*k_{2}$. If $\gamma<\lambda$, then every finitely generated subalgebra of $(\mathcal{E}_{\lambda}/\equiv^{\gamma},*,\circ)$ is finite. ## $C^{(n)}$ variants (section from {% cite Bagaria2012 %}, including 2019 arXiv extended version) $\mathrm{I3}$ and other $C^{(n)}$ variants: - Assuming $\mathrm{I3}(\kappa,\delta)$, if $\delta$ is a limit cardinal (instead of a successor of a limit cardinal – Kunen’s Theorem excludes other cases), it is equal to $sup\{j^m(\kappa):m\lt \omega\}$ where $j$ is the elementary embedding. Then $\kappa$ and $j^m(\kappa)$ are $C^{(n)}$-[superstrong](Superstrong "Superstrong"), $C^{(n)}$-[supercompact](Supercompact "Supercompact"), $C^{(n)}$-[extendible](Extendible "Extendible"), $C^{(n)}$-$m$-[huge](Huge "Huge") and $C^{(n)}$-superhuge in $V_\delta$, for all $n$ and $m$. Definitions of $C^{(n)}$ variants of rank-into-rank cardinals: - $\kappa$ is called **<a href="Correct" class="mw-redirect" title="Correct">$C^{(n)}$-$\mathrm{I3}$ cardinal</a>** if it is an $\mathrm{I3}$ cardinal, witnessed by some elementary embedding $j: V_\delta\rightarrow V_\delta$, with $j(\kappa)\in C^{(n)}$ (i.e. ($1$-)$C^{(n)}$-$E_0$). - $\kappa$ is called **$C^{(n)+}$-$\mathrm{I3}$ cardinal** if it is an $\mathrm{I3}$ cardinal, witnessed by some elementary embedding $j : V_\delta\rightarrow V_\delta$, with $\delta\in C^{(n)}$ (i.e. $\omega$-$C^{(n)}$-$E_0$). - Note: For every $n\ge 1$, if $\delta$ is a limit ordinal and $j : V_\delta\rightarrow V_\delta$ witnesses that $\kappa$ is $\mathrm{I3}$, then $(\forall_{m\lt\omega}j^m(\kappa)\in C^{(n)})\iff\delta\in C^{(n)}$. - $E_i$ cardinals are $E_0$, so this applies to $\omega$-$C^{(n)}$-$E_i$ cardinals. - $\kappa$ is called **$C^{(n)}$-$\mathrm{I1}$ cardinal** if it is an $\mathrm{I1}$ cardinal, witnessed by some elementary embedding $j : V_{\delta+1}\rightarrow V_{\delta+1}$, with $j(\kappa)\in C^{(n)}$ (i.e. ($1$-)$C^{(n)}$-$E_\omega$). More generally - $\kappa$ is called **$C^{(n)}$-$E_0$ cardinal** if it is an $E_i$ cardinal, witnessed by some elementary embedding $j : V_\delta\rightarrow V_\delta$, with $j(\kappa) \in C^{(n)}$. - $\kappa$ is called **$m$-$C^{(n)}$-$E_0$ cardinal** if it is an $E_i$ cardinal, witnessed by some elementary embedding $j : V_\delta\rightarrow V_\delta$, with $j^{m'}(\kappa) \in C^{(n)}$ for all $1 \le m'\le m$. - $\kappa$ is called **$\omega$-$C^{(n)}$-$E_0$ cardinal** if it is an $E_i$ cardinal, witnessed by some elementary embedding $j : V_\delta\rightarrow V_\delta$, with $\delta \in C^{(n)}$. Even more generally - $\kappa$ is called **$C^{(n)}$-$E_i$ cardinal** if it is an $E_i$ cardinal, witnessed by some $\Sigma_i$ elementary embedding $j : V_{\delta+1}\rightarrow V_{\delta+1}$, with $j(\kappa) \in C^{(n)}$. - $\kappa$ is called **$m$-$C^{(n)}$-$E_i$ cardinal** if it is an $E_i$ cardinal, witnessed by some $\Sigma_i$ elementary embedding $j : V_{\delta+1}\rightarrow V_{\delta+1}$, with $j^{m'}(\kappa) \in C^{(n)}$ for all $1 \le m'\le m$. - $\kappa$ is called **$\omega$-$C^{(n)}$-$E_i$ cardinal** if it is an $E_i$ cardinal, witnessed by some $\Sigma_i$ elementary embedding $j : V_{\delta+1}\rightarrow V_{\delta+1}$, with $\delta \in C^{(n)}$. Of course, $m$-$C^{(n)}$-$E_i$ cardinals for larger $m$, $n$ and $i$ have also this property for smaller parameters. In particular, every $C^{(n)}$-$\mathrm{I1}$ cardinal is also $C^{(n)}$-$\mathrm{I3}$. Results about $\mathrm{I3}$: - If $\kappa$ is $C^{(n)}$-$\mathrm{I3}$, then $\kappa\in C^{(n)}$. - Every $\mathrm{I3}$-cardinal is $C^{(1)}$-$\mathrm{I3}$ and $C^{(1)+}$-$\mathrm{I3}$. - If $\kappa$ is $C^{(n)}$-$\mathrm{I3}$, then it is $C^{(n)}$-$m$-huge, for all $m$, and there is a normal <a href="Ultrafilter" class="mw-redirect" title="Ultrafilter">ultrafilter</a> $\mathcal{U}$ over $\kappa$ such that $\{\alpha\lt\kappa: \alpha$ is $C^{(n)}$-$m$-huge for every $m\}\in\mathcal{U}$. - If $\kappa$ is $m$-$C^{(n)}$-$E_1$, then there is a normal ultrafilter $\mathcal{U}$ over $\kappa$ such that the set of cardinals $\alpha < \kappa$ that are $m$-$C^{(n)}$-$E_0$ belongs to $\mathcal{U}$. Results about $\mathrm{I1}$: - If $\kappa$ is $C^{(n)}$-$\mathrm{I1}$, then the least $\delta$ such that there is an elementary embedding $j: V_{\delta+1} \to V_{\delta+1}$ with $crit(j)=\kappa$ and $j(\kappa)\in C^{(n)}$ is smaller than the first ordinal in $C^{(n+1)}$ greater than $\kappa$. General results: - By simple reflection argument: The least $m$-$C^{(n)}$-$E_i$ cardinal is smaller than the first cardinal in $C^{(n+1)}$ (for all $m, i \le \omega$ and $n \ge 1$) and therefore smaller than the least $C^{(n+1)}$-$E_0$ cardinal. In particular: - The least $C^{(n)}$-$\mathrm{I3}$ cardinal is not $C^{(n+1)}$-$\mathrm{I3}$. - The least $C^{(n)}$-$\mathrm{I1}$ cardinal is not $C^{(n+1)}$-$\mathrm{I1}$. - The least $C^{(n)}$-$\mathrm{I1}$ cardinal, if it exists, is smaller than the first ordinal in $C^{(n+1)}$. - The least $m$-$C^{(n)}$-$E_i$ cardinal is not $(m + 1)$-$C^{(n)}$-$E_i$ (for all $m \ge 1$, $n \ge 2$ and $i \le \omega$). - If $\kappa$ is an $m$-$C^{(n)}$-$E_{i+2}$ cardinal (for $i, n < \omega$ and $m \le \omega$), then the set of $m$-$C^{(n)}$-$E_i$ cardinals is unbounded below $\kappa$. ## $B$-$E_n$, $P$-$E_n$, and $W$-$E_n$ cardinals (Section from {% cite Kentaro2007 %}) - $\kappa$ is $B$-$E_n$ if and only if $E_n(\kappa)$; i.e. there is some $j: V_\lambda\prec V_\lambda$ such that $j^+$ preserves $\Sigma_{2n}^1$-properties. - $\kappa$ is $W$-$E_n$ if and only if for every $f: \kappa\rightarrow\kappa$, there is some $\alpha\lt\kappa$ such that $f"\alpha\subseteq\alpha$ and $E_n(\alpha)$ - $\kappa$ is $P$-$E_n$ if and only if for every $\gamma$, there is some $j: V_\lambda\prec V_\lambda$ witnessing $E_n(\kappa)$ such that $j(\kappa)\gt\kappa+\gamma$. **Results:** - The consistency strength of some $\kappa$ that satisfies $W$-$E_n$ is above $E_n$. - If $\kappa$ is $P$-$E_n$ then $\kappa$ is $W$-$E_n$. - The consistency strength of some $\kappa$ that satisfies $B$-$E_{n+1}$ is above $P$-$E_n$. ## Relations with [$\omega$-fold variants](N-fold_variants "N-fold variants") (Section from {% cite Kentaro2007 %}) - For any $n \in \omega$, $\mathrm{I3}$ is equivalent to the existence of an $\omega$-fold $n$-extendible cardinal. - An $\omega$-fold extendible cardinal $\kappa$ is the $\kappa$-th $\mathrm{I3}$ cardinal ($\kappa$-th critical point of an elementary embedding $j : V_\delta \to V_\delta$). - The assertion that “there is an $\omega$-fold extendible cardinal” implies the consistency of “the $\mathrm{I3}$ cardinals form a proper class”. - If $e : V_\delta \prec V_\delta$ witnesses $IE^\omega$ with $crit(e) = \kappa$, then - $\kappa$ is $\omega$-fold Vopěnka, - $\{\alpha < \kappa \| V_\kappa \models$ “$\alpha$ is $\omega$-fold Vopěnka”$\} \in \{x \subset \kappa \| \kappa \in e(x)\}$ and - $\{\alpha < \kappa \| \alpha$ is $\omega$-fold Vopěnka$\} \in \{x \subset \kappa \| \kappa \in e(x)\}$. - The critical point $\kappa$ of a witness of $IE^\omega$ is the $\kappa$-th $\omega$-fold Vopěnka cardinal. - $IE^\omega$ implies consistency of “$\omega$-fold Vopěnka cardinals form a proper class”. - $\omega$-fold superstrong (=$\omega$-fold Shelah) is equivalent to $\mathrm{I2}$. - Weaker than $\omega$-fold Woodin (details in [n-fold variants](N-fold_variants "N-fold variants")). - $E_2$ (with $\Sigma_4$) implies consistency of “$\omega$-fold strong cardinals form a proper class”.